The Sociocultural Genesis of the Flying Saucer
(Swedenborg Hybrid Ornithopter of 1714)

by Wesley R. Smith, Ph.D.

Among the most badly handled, most interesting, most distorted, and most eclectic of aerospace history subjects is the origin of the use of the circular, elliptical and annular wing planforms (shapes) in aircraft design.

A quick review of the writer's memory and library reveal that more than 50 aircraft have been designed, and/or built, using an ellipse or circle as a wing configuration. However, this listing is by no means a complete survey, only a brief overview of what can be located at hand. In fact, there is an entire U.S. Patent subclass (Class 244, Aeronautics; Subclass 21.2 Airplane, circular) dealing with aircraft using a circular wing planform. Likewise, a number of lighter-than-air or hybrid designs have appeared in the course of aeronautical history which also use the disc shape as a basis for the gas envelope.

What is undoubtedly the first recorded circular aircraft was the product of the fertile imagination of an 18th Century Swedish scientist, philosopher and noted theologian named Emanuel Swedenborg (1688-1772).

Born in Stockholm on Jan. 29, 1688, he was the second son of Jesper Swedenberg. The family surname was transformed to "Swedenborg" after being enobled by the King of Sweden in 1719 and following Jesper's appointment as the Bishop of Skara. From 1710 to 1714 Emanuel Swedenborg traveled extensively throughout Europe following his education at Uppsala University; visiting England, Holland, France and Germany. An avid student of astronomy and mathematics, he is known to have met with John Flamsteed and Edmund Halley. While he is known to have studied the works of Isaac Newton, there is no evidence to support the contention that Swedenborg ever knew him. Nevertheless, it was during this period in his life that Swedenborg developed many ideas which were as far ranging as a method to calculate longitude based on the position of the moon, to plans for a submarine and a practical design for an aeroplane.

On Sept. 8, 1714, Swedenborg first wrote of his idea for an aircraft to his brother-in-law, Erik Benzelius. This was later followed by a complete written description which appeared in the fourth edition of Sweden's first scientific journal, Daedulus Hyperboreus, founded by Swedenborg in the same year (1716). During this time, Charles XII of Sweden also appointed Swedenborg as Assessor Extraordinary at the Royal College of Mines, which enabled him to have significant impact on Sweden's metal-mining for the next 30 years, during which he was elevated to the position of Assessor. Moreover, his work is of great historical significance, for Daedulus Hyperboreus contains the first detailed technical description of a flying machine of any type.

Fortunately, the Stifts-och Landesbibliotek at Linkoping (codex 14a, 1714) has Swedenborg's original manuscripts which include a sketch of Swedenborg's "Flying Saucer." The design is oval in shape; however, circular, square and rectangular planforms are also suggested in the 1716 text. The dimensions [*] of Swedenborg's aircraft are given as: 32' x 24' (603.2 sq') for an oval, 28' diameter (615.75 sq') for a circle, 25' x 25' (625 sq') for a square, and 20' x 30' (600 sq') for a rectangular surface. In all cases the central thesis of the Swedenborg ornithopter comprises of a central pilot's station measuring 6' wide, 4' long and 2' deep. Suggested materials for the pilot's basket include cork, leather and birch bark; nevertheless, both the main wing and secondary flapping wings were to be covered with sailcloth.

On both sides of the basket area are a pair of flapping wings operated by the would-be pilot. These are described as having a length of 5' and a chord of 1.5' (7.5 sq' each). A coiled spring was also to be attached to the spars of the flapping wings to enable the pilot to operate the wings with greater ease.

Furthermore, like a design suggested by Da Vinci, the flapping wings were intended to function as valves with hinges at the center of the chord, folding on the up-stroke and opening on the down-stroke. With aid of what he refers to as "the power of the wind," Swedenborg believed that the muscular weakness of the pilot would be more than compensated for by this system, and that by being able to alter the incidence angle of the flapping wings, they would also provide sufficient thrust for horizontal flight. While not entirely complete, there is at least a partial divorce of the lift and thrust components of flight, as the flapping wings are clearly not intended as the primary means of aerodynamic lift. A complete separation of these two systems would not come for another 85 years when Sir George Cayley designed his first fixed-Ying aircraft in 1799.

The oval wing of Swedenborg's machine is comprised of a wooden framework with eight lateral ribs. Both lateral and longitudinal camber are employed, the curvature being maintained by four beams spaced in pairs at right angles to each other. After carefully balancing the craft to ascertain its center of gravity, Svedenborg suggested that a vertical beam measuring about 8' in length be attached to the bottom of the pilot's basket. At the bottom end, a weight of 1 lispund (18.75 lbs) was to be attached to ensure pendulum stability.To support the entire machine, and presumably prevent the central beam from piercing the bottom of the basket, four diagonal beams were apparently attached to the sides of the pilot's basket. Swedenborg states that it "would do no harm" to attach wheels to the ends of the quadruped struts, but he does not specifically indicate they were necessary.

Alas, Swedenborg's flying saucer was never to be built. He did, however, wisely suggest that the aircraft first be tested as a ballasted glider, and that it be launched from a high place. Looking across the chasm of 280 years we can see the practical, as well as the impractical, aspects of his design. His work apparently influenced no one and is all but forgotten by most aerospace historians; but since his day, a number of successful circular planform aircraft have been built and flown. Although the idea was not to be taken up again for many years, it is worth noting that there were at least a dozen circular, elliptical or annular shaped aircraft designed and/or built in the United States and Canada prior to the First World War. Among them, Dr. Bell's Ring Rite of 1908, Ringert Jongewaard's flying disc of the 1880s, Robert B. Taylor's 1842 design for a convertiplane, George Francis Myers' 1904 annular quadruplane, and the interesting McCormick-Romme "Umbrella Plane" tested at Cicero Field near Chicago from 1912 to 1914.

Last year a disc-shaped airship was displayed at Washington, D.C., by a team of Russians for the first time, so it would seem that the idea is far from permanently disappearing from the polymorphic annals of aerospace despite the high aerodynamic drag penalty of circular planforms, particularly at transonic speeds.

The flying saucer, like the "flying house" stories of the late 19th Century and the "Great Airship Flap" of 1896-1897, is based on historical fact which has evolved into distorted cultural mythology. Yes, there are flying saucers, and I for one, am open minded enough to admit that it is entirely possible for life to have arisen on a planet orbiting a distant star. But of all the flying saucers that can be positively identified, they are definitely the products of imaginative human beings, and among those humans is one by the name of Emanuel Swedenborg, an 18th Century man who designed the progenitor of what has become a 20th Century icon.

Notes

* According to The Prehistory of Flight, p. 233, footnote 5, Sweedenborg's unit of measurement, the ell, is about 2' (24n). However, Webster's Third New International Dictionary, p. 736, states that an ell is 2.25' (27"). Based on the latter, the overall dimensions and areas would be as follows: Oval, 36' * 27', 763.4 sq'; circle, 31.5' dia, 779.3 sq'; square, 28.125', 791 sq'; rectangle, 22.5' * 33.75', 791 sq'. Additionally, the dimensions of the pilot's basket would be 6.75' * 4.5' * 2.25'. The wings would measure 5.625' * 1.6875', 9.5 sq' (ea), and the rod for the pendulum weight would be 9' in length.

Bibliography

Books

Periodicals

Miscellaneous Information

Listing of Circular, Annular, Elliptical, Square, Rectangular or Otherwise Oddly Shaped Aircraft Which Have Relevance to the UFO Phenomenon

Name Configuration Country Year
Emanuel Swedenborg elliptical, etc. h-t-a Sweden 1714
Robert B. Taylor circular, h-t-a convertiplane design US/Britain 1842
Muzio Muzzi circular (upright) l-t-a propelled balloon US/Italy 1844
Leteur circular, h-t-a controllable parachute France 1852
John Wooton annular, h-t-a flying machine patent US, New Jersey 1866
Ringert Jongewaard elliptical, h-t-a flying matchine patent US, Dakota Territory 1883
F.R. Geshyenda elliptical, h-t-a "Proekt Paraleta" Tsarist Russia 1887
John Buegger circular, l-t-a airship US? 1888
William Augustus Fyers annular, l-t-a balloon US? 1891
William N. Riddle circular (domed) l-t-a propelled balloon US, Texas 1892
William Eddy circular, h-t-a kite US 1892
Laurence Hargrave annular (upright) h-t-a tandem kite Australia 1893
Estanislao Caballero de Los Olivos elliptical, h-t-a flying machine patent US, New York 1895
George F. Myers circular, h-t-a multiplane and patent US, Ohio 1897-1904
Percy Pilcher circular, h-t-a "Umbrella Boat/cyclone sail" Britain 1897
Rev. Burrell Cannon semi-elliptical, h-t-a "Ezekiel Airships" US, Texas 1880s, 1902, 1913?
A.G. Bell annular, h-t-a "Ring Rite" Canada 1908
D'Equevilley annular, (upright) h-t-a France 1908
Givaudan annular, (upright) h-t-a tandem ring France 1908
Vermorel annular, (upright) h-t-a "Givaudan II n hybrid tandem ring triplane France 1908
Cappazza elliptical, l-t-a airship France 1909
Unknown annular, h-t-a "Safety" annular biplane Britain 1909
Lt. J.W. Seddon, RN and A.G Hackett Seddon "Mayflyl" elliptical, h-t-a Steel hoops used in construction of tandem biplane Britain 1909
A.G. Ufnmstev annular, h-t-a "Sfyeroplan No.1 & Sfyeroplan No.2" Tsarist Russia 1909-1910
William P. Gary annular (upright) h-t-a "Flying Barbell n US, New Jersey 1910
Butler Ames annular wings h-t-a, magnus effect US 1910
Amos Wyckoff circular, l-t-a/h-t-a hybrid flying machine. Two patents, one built. Destroyed by fire. US 1910-1914
Lee-Richards annular, h-t-a biplane Britain 1911
William P. Gary annular (upright) h-t-a tractor triplane hybrid US, New Jersey 1911
Edwards diamond-shaped h-t-a "Rhomboidal" pusher biplane Britain 1911
Lee-Richards annular, h-t-a biplane glider Britain 1912
McCormick-Romme annular (hexagonal) h-t-a "Umbrella Plane" US,Illinois 1912-1914
Lee-Richards annular, h-t-a tractor monoplane Britain 1913
J. Robertson Porter annular, h-t-a "Gyropachute" air cushion vehicle Britain 1913
Paul Malwurm annular fuselage, h-t-a "Flyworm" US 1929
L.C. Popper and John B. Guest annular lift rotors using magnus effect, h-t-a US 1932
Snyder square, 1-t-a/h-t-a hybrid US 1932
Unknown circular, l-t-a "Whirling Gasbag n Italy 1932?
Nicholson square, h-t-a US 1932
Carl N. Hall annular, h-t-a propeller enclosed in a huge ring US 1933
Jonathan E. Caldwell rectangular blades rotating laterally, h-t-a US 1933
Luigi Stipa-Caproni annular fuselage enclosing buried engine, h-t-a Italy 1933
Nemeth circular, h-t-a US 1930s
Lamer circular, h-t-a US 1930s
Aarup semi-elliptical, h-t-a tractor monoplane US 1935
Moskalyev semi-elliptical, SAM-9 "Strela", h-t-a tractor monoplane USSR 1936-1937
Flettner annular wings using magnus effect, h-t-a Germany late 1930s
Vought semi-elliptical V-173, h-t-a "Flying Pancake" US 1942
Vought semi-elliptical XF5U-l, h-t-a tractor monoplane US 1947-1948
Miles annular fuselage M-52, h-t-a Britain 1947-1948
Leduc annular fuselage, 0.10/0.16, h-t-a France 1949
Leduc annular fuselage 0.21/0.22, h-t-a France 1953
Hiller annular rotor duct XONR-l flying platform, h-t-a US 1955
Convair circular wing design studies, h-t-a US 1950s
Doak annular propeller ducts VZ-4DA, h-t-a US 1958
SNECMA annular fuselage Coleopetre C.450-01, h-t-a France 1959
Avro tCanada) annular, h-t-a VZ~9Z "Avrocar n Canada/US 1960
Piasecki semi-annular, h-t-a VZ-8P n Airgeep II n US 1962
Aero Rinetics annular, h-t-a US 1963
Northrop elongated cone HL-10 lifting body, h-t-a US 1966
Northrop elongated cone M2-Fl/2 lifting body, h-t-a US 1965-1966
Bell annular rotor ducts X-22A, h-t-a US 1966
NORD annular rotor ducts 500, h-t-a France 1968
Boeing/Grumman circular radome AWACS, h-t-a US mid-1960s - current
Martin Marietta elongated cone X-24A lifting body, h-t-a US 1970
Martin Marietta elongated cone X-24B lifting body, h-t-a US 1973
Skyship Enterprises circular, l-t-a airship Britain 1974
Lockheed annular wing design for an airliner US late-1970s
Mr. Six? annular, h-t-a Model seen at Oshkosh n Flymart n US? 1980?
Unknown circular, l-t-a Displayed in Washington, DC Russia/CIS 1994
Howard Menger circular UFO model HMX-l-l951 designed by 1950s alien "contactee" Howard Menger US 1951?

Addenda

Cayley "Governable Parachute" 1852-1853
Convair circular, n-t-a GEM Ground Effect Machine 1960
Avro circular, h-t-a WSGOGA 1960
NC Price 1 U.S. Patent #3,103,324 1963
Lockheed 09-10-63, Circular High Altitude, High Velocity VTOL Aircraft
Sikorsky annular, "cypher" h-t-a 1988-present
Paul Moller multiple annular "skycar" u200x 1980s-present
Jesse A. Bird? elliptical reconstruction of Swedenborg's original design 1897
Lockheed modified elliptical GTD-21B hypersonic rpv Mid-1960s

[Wesley Smith is a Springfield native with a Ph.D. in American History from George Washington University. He is an aerospace historian who has received two fellowships at the National Air and Space Museum, is the Chief Archivist for the Wright Brothers Foundation, and was recently appointed to the Congressional Committee for the 2003 Wright Brothers Centennial. Smith is currently doing research for a forthcoming book cataloging early American heavier-than-air flying machines.]

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